HEALTHCARE COST AND UTLIZATION PROJECT HCUP
A FEDERAL-STATE-INDUSTRY PARTNERSHIP IN HEALTH DATA
Sponsored by the Agency for Healthcare Research and Quality
Please read all documentation carefully.|
THE 2016 NIS CONTAINS ICD-10-CM/PCS CODES
The 2016 NIS includes a full calendar year of data with diagnosis and procedure codes reported using the ICD-10-CM/PCS coding system. The 2016 NIS file structure is different than 2015 which included both ICD-9-CM and ICD-10-CM/PCS coding. The 2016 file structure is similar to 2014 and earlier years, although data elements derived from AHRQ software tools are not included because the ICD-10-CM/PCS versions are still under development.
THE 2015 NIS CONTAINS ICD-9-CM AND ICD-10-CM/PCS CODES
On October 1, 2015, hospital administrative data in the United States began using ICD-10-CM/PCS, so the first nine months of 2015 contain ICD-9-CM codes and the last three months contain ICD-10-CM/PCS. Data elements and data structure for the 2015 NIS have changed.
THE NIS WAS REDESIGNED BEGINNING WITH 2012
Starting in data year 2012, the NIS is a sample of discharges from all hospitals participating in HCUP. For prior years, the NIS was a sample of hospitals.
Issued July 2018
NIS Data and Documentation Distributed by:
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HCUP NATIONAL INPATIENT SAMPLE (NIS) SUMMARY OF DATA USE RESTRICTIONS
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All users of the NIS must take the online HCUP Data Use Agreement (DUA) training course, and read and sign a Data Use Agreement.a
Authorized users of HCUP data agree to the following restrictions:b
Any violation of the limitations in the Data Use Agreement is punishable under Federal law by a fine of up to $10,000 and up to 5 years in prison. Violations may also be subject to penalties under State statutes.
a The online Data Use Agreement training session and the Data Use Agreement are available on the HCUP-US website at www.hcup-us.ahrq.gov.
All HCUP data users, including data purchasers and collaborators, must complete the online HCUP Data Use Agreement (DUA) Training Tool, and read and sign the HCUP Data Use Agreement. Proof of training completion and signed Data Use Agreements must be submitted to the HCUP-US Central Distributor as described below.
The online DUA training course is available at: www.hcup-us.ahrq.gov/tech_assist/dua.jsp.
The HCUP Nationwide Data Use Agreement are is available on the AHRQ-sponsored HCUP website at: www.hcup-us.ahrq.gov
HCUP Central Distributor
Data purchasers will be required to provide their DUA training completion code and will execute their DUAs electronically as a part of the online ordering process. The DUAs and training certificates for collaborators and others with access to HCUP data should be submitted directly to the HCUP Central Distributor using the contact information below.
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Information about the content of the HCUP databases and Requirements for Publishing with HCUP Data is available on the HCUP-US website (www.hcup-us.ahrq.gov). For questions about using the HCUP databases, software tools, supplemental files, and other HCUP products, or about data use restrictions and publishing with the data, please review the HCUP Frequently Asked Questions or contact HCUP User Support:
WHAT'S NEW IN THE 2016 NATIONAL INPATIENT SAMPLE (NIS)?
UNDERSTANDING THE NIS
HEALTHCARE COST AND UTILIZATION PROJECT — HCUP
A FEDERAL-STATE-INDUSTRY PARTNERSHIP IN HEALTH DATA
Sponsored by the Agency for Healthcare Research and Quality
The National Inpatient Sample (NIS) is part of the Healthcare Cost and Utilization Project (HCUP), sponsored by the Agency for Healthcare Research and Quality (AHRQ).
The NIS is a database of hospital inpatient stays derived from billing data submitted by hospitals to statewide data organizations across the U.S. These inpatient data include clinical and resource use information typically available from discharge abstracts. Researchers and policymakers use the NIS to make national estimates of healthcare utilization, access, charges, quality, and outcomes.
The NIS covers all patients, including individuals covered by Medicare, Medicaid, or private insurance, and the uninsured. For Medicare, the NIS includes Medicare Advantage patients, a population that is often missing from Medicare claims data but that comprises as much as 30 percent of Medicare beneficiaries.1 The NIS' large sample size enables analyses of rare conditions, uncommon treatments, and special patient populations.
The NIS is sampled from the State Inpatient Databases (SID), which include all inpatient data that are currently contributed to HCUP. The 2016 NIS sampling frame includes data from 47 statewide data organization (46 States plus the District of Columbia), covering more than 97 percent of the U.S. population in Appendix I, Figure 1 and including almost 96 percent of discharges from U.S. community hospitals Appendix I, Table 4. A list of the 47 statewide data organizations participating in the NIS and a summary of NIS States, hospitals, and discharges by year are provided in Appendix 1 (Table 2 and Table 3). The NIS includes weights for calculating national estimates.
The 2012 National Inpatient Sample (NIS) was redesigned to improve national estimates. To highlight the design change, beginning with 2012 data, AHRQ renamed the NIS from the "Nationwide Inpatient Sample" to the "National Inpatient Sample." The redesign incorporates three major types of changes:
The new sampling strategy produces more precise estimates than the previous NIS design by reducing sampling error. For many estimates, confidence intervals under the new design are about half the length of confidence intervals under the previous design.
Key features of the most recent NIS (2016) include:
Changes to the NIS may impact some types of analyses. For example, the elimination of hospital identifiers means that hospital linkages can no longer be done with the NIS, and the sampling of discharges means that analyses relying on a census of discharges from sampled hospitals (e.g. hospital volume analysis) can no longer be performed. Because inpatient data are available for many individual States through the HCUP Central Distributor, State inpatient data can be used for those analyses that require a census of discharges from individual hospitals, local market areas, and States.
A summary of design changes is provided in Table 1 in Appendix I, The National Inpatient Sample (NIS) Design Changes. For a detailed description of the NIS redesign, please see the 2012 NIS Redesign Report available on the HCUP-US website.
The NIS is available yearly, beginning with 1988, allowing analysis of trends over time. Analyses of time trends using the HCUP NIS are recommended from 1993 forward because earlier samples were drawn from only 8 to 11 States, covering less than 50 percent of the hospital discharge population. For trends analysis using NIS data 2011 and earlier, revised weights should be used to make estimates comparable to the new 2012 design. Users should refer to 1993-2011 NIS Trend Weights Files and the report, Using the HCUP Nationwide Inpatient Sample to Estimate Trends, available on the HCUP-US website, for details.
Because ICD-10-CM/PCS was introduced October 1, 2015, trends that rely on diagnosis and procedures may be interrupted. Analyses that do not rely on diagnosis and procedure coding should not be affected. HCUP has developed recommendations for reporting statistics (e.g., counts, rates, averages) that are based on HCUP data with a mixture of ICD-9-CM and ICD-10-CM/PCS codes. These recommendations apply to calendar year 2015 data (which includes both ICD-9-CM and ICD-10-CM/PCS codes), as well as reporting trends that span the October 1, 2015 transition date (before and after the introduction of ICD10-CM/PCS). In addition, the HCUP-US website has a section on ICD-10-CM/PCS Resources that summarizes key issues for researchers using HCUP and other administrative databases that include ICD-9-CM and ICD-10-CM/PCS coding.
Appendix III provides a summary of data elements and when they are effective. The data elements included in the NIS can vary across data years.
Access to the NIS is open to users who sign Data Use Agreements. Uses are limited to research and aggregate statistical reporting.
For more information on the NIS, please visit the AHRQ-sponsored HCUP-US website at www.hcup-us.ahrq.gov/db/nation/nis/nisdbdocumentation.jsp.
The National Inpatient Sample (NIS) contains all-payer data on hospital inpatient stays from States participating in the Healthcare Cost and Utilization Project (HCUP). Each year of the NIS includes over 7 million inpatient stays.
The NIS contains clinical and resource use information included in a typical discharge abstract. The NIS is a database of hospital inpatient stays derived from billing data submitted by hospitals to statewide data organizations across the U.S.
NIS 2012 Redesign
The 2012 National Inpatient Sample (NIS) was redesigned to improve national estimates. To highlight the design change, beginning with 2012 data, AHRQ renamed the NIS from the "Nationwide Inpatient Sample" to the "National Inpatient Sample." The redesign incorporates three major types of changes.
Impact of New Design on Estimates
The new NIS is now stratified by nine Census Divisions rather than four Census Regions, which will allow more refined analyses of geographic variation in U.S. hospitalizations. The new sampling strategy produces more precise estimates than the previous NIS design by reducing sampling error. For national-level estimates, the 2012 NIS systematic design reduces the margin of error by 42 to 48 percent over the previous NIS design for the outcomes studied (total discharges, average length-of-stay, average charges, and mortality rates); thus the new NIS design generates estimates that are about twice as precise as those from the old design. The margin of error is commonly used by the popular press to describe the reliability of sample statistics. Technically, it is the half-width of a confidence interval around a sample statistic, such as a rate or a mean. The systematic design also consistently reduced the margin of error for estimates at the DRG level.
Because of the changes implemented in the 2012 redesign, users should expect one-time disruptions to historical trends for counts, rates, and means estimated from the NIS, beginning with data year 2012. For 2012 it is expected to see overall trends in discharge counts to decline by about 4.3 percent, overall trends in average length-of-stay to decline by about 1.5 percent, overall trends in total charges to decline by about 0.5 percent, and overall trends in hospital mortality to decline by about 2.0 percent. New weights for prior years of the NIS to make prior year estimates comparable to the new design implemented in 2012 are available for download under 1993-2011 NIS Trend Weights Files from the NIS Database Documentation page on the HCUP-US website.
A summary of design changes is provided in Table 1 in Appendix I, The National Inpatient Sample (NIS) Design Changes. For a detailed description of the NIS redesign and the effects on sample estimates, please see the 2012 NIS Redesign Report available on the HCUP-US website.
The NIS sampling and weighting strategy was also revised in 1998. A detailed report describing this revision, Changes in NIS Sampling and Weighting Strategy for 1998, is available on the HCUP-US website at HCUP-US website www.hcup-us.ahrq.gov.
Types of Hospitals Included in the NIS
The NIS is a sample of discharges from U.S. community hospitals, defined as "all non-Federal, short-term, general, and other specialty hospitals, excluding hospital units of institutions."2 Included among community hospitals are specialty hospitals such as obstetrics-gynecology, ear-nose-throat, orthopedic, and pediatric institutions. Also included are public hospitals and academic medical centers.
Starting in 2005, the AHA included long term acute care facilities with average lengths-of-stay less than 30 days in the definition of community hospitals, and such facilities were included in the NIS sampling frame. However, because long-term acute care hospital data was not uniformly available from all States participating in HCUP, and their average length of stay (ALOS) was over 25 days (unlike other community hospitals with an ALOS of about 4.5 days), long-term acute care hospitals were excluded in the 2012 NIS redesign. Exclusion of long-term acute care hospitals mainly affects statistics related to the elderly—estimates of discharge counts, ALOS, charges, and mortality are reduced for the older age groups because of the demographics of patients in long-term acute care hospitals.
Sample Design for the NIS
This universe of U.S. community hospitals is divided into strata using five hospital characteristics: ownership/control, bed size, teaching status, urban/rural location, and the nine U.S. census divisions (the four census regions were used prior to the 2012 NIS).
The systematic sample starting in 2012 is a self-weighted sample design similar to simple random sampling, but it is more efficient. It ensures that the sample is representative of the population on the following critical factors:
To facilitate the production of national estimates, discharge weights are provided, along with information necessary to calculate the variance of estimates. More information on using the discharge weights for generating national estimates and studying trends is provided under How to Use the NIS for Data Analysis. Also, refer to the Checklist for Working with the NIS (https://www.hcup-us.ahrq.gov/db/nation/nis/nischecklist.jsp) to verify adherence to data use, methodology, and reporting requirements.
Detailed information on the design of the NIS prior to 2006 is available in the year-specific reports on Design of the Nationwide Inpatient Sample found on the NIS Related Reports page on the HCUP-US website. Detailed information on the design of the NIS from 2006-2012 is available in the NIS Introduction for each year on the NIS Database Documentation - Archive page on the HCUP-US website.
ICD-10-CM/PCS Started October 1, 2015 at the Beginning of Fiscal Year 2016
On October 1, 2015, the United States transitioned from using ICD-9-CM to ICD-10-CM/PCS code sets for reporting medical diagnoses and inpatient procedures.3 ICD-10-CM/PCS consists of two parts:
The HCUP-US website has a section on ICD-10-CM/PCS Resources that summarizes key issues for researchers using HCUP and other administrative databases that include ICD-10-CM/PCS coding. The Web page provides general guidance and forewarning to users analyzing outcomes that may be affected by the transition to the ICD-10-CM/PCS coding system and lists other related Web resources.
NIS Data Sources, Hospitals, and Inpatient Stays
The NIS is sampled from the State Inpatient Databases (SID), which include all inpatient data that are currently contributed to HCUP. The 2016 NIS sampling frame includes data from 47 statewide data organizations (46 states plus the District of Columbia), covering more than 97 percent of the U.S. population (Appendix I, Figure 1) and including more than 96 percent of discharges from U.S. community hospitals (Appendix I, Table 4). A list of the 47 HCUP Partner organizations participating in the NIS and a summary of NIS States, hospitals, and discharges by year are provided in Appendix 1 (Table 2 and Table 3). The NIS includes weights for calculating national estimates.
Some HCUP Partners that contributed data to the NIS imposed restrictions on the release of certain data elements or on the number and types of hospitals that could be included in the database. Because of confidentiality laws, some data sources were prohibited from providing HCUP with discharge records that indicated specific medical conditions and procedures, specifically HIV/AIDS, behavioral health, and abortion. Detailed information on these State-specific restrictions is available in Appendix II.
File Structure of the NIS
Each release of the NIS includes:
The NIS Database is distributed as fixed-width ASCII-formatted data files delivered via secure digital download from the Online HCUP Central Distributor. The files are compressed and encrypted with SecureZIP® from PKWARE. Users will need the password provided by the HCUP Central Distributor.
The NIS product is downloaded in a single zipped file for each year which contains several data-related compressed files and accompanying documentation. The four data-related files generally include the following:
Inpatient Core File: This inpatient discharge-level file contains a sample of hospital discharge records from participating States. The unit of observation is an inpatient stay record.
Diagnosis and Procedure Groups File: This discharge-level file contains data elements derived from AHRQ software tools based on the diagnostic and procedure information in the HCUP databases. The unit of observation is an inpatient stay record.
Disease Severity Measures File: This discharge-level file contains information from two different sets of disease severity measures. Information from the severity file is to be used in conjunction with the Inpatient Core file. The unit of observation is an inpatient stay record.
Hospital Weights File: This hospital-level file contains one observation for each hospital included in the NIS and contains weights and variance estimation data elements, as well as linkage data elements. The unit of observation is the hospital.
On the HCUP-US website, NIS users can access complete file documentation, including data element notes, file layouts, summary statistics, and related technical reports. Similarly, users can also download SAS, SPSS, and Stata load programs from this website. Available online documentation and supporting files are detailed in Appendix I, Table 5.
File structures can differ for a given year from the general structure described above. See below for specifics.
File Structure of the 2016 NIS
The 2016 NIS is an annual, calendar year file based on discharge date with ICD-10-CM/PCS coding only. Data elements derived from AHRQ software tools are not available in the 2016 NIS because the ICD-10-CM/PCS versions are still under development. For users interested in applying the AHRQ software tools to the ICD-10-CM/PCS data in the 2016 NIS, beta versions of the AHRQ software tools are available for download on the HCUP Tools & Software section of the HCUP-US website. A tutorial is available to users interested in applying the AHRQ software tools to the 2016 NIS at www.hcup-us.ahrq.gov/tech_assist/tutorials.jsp. Specific differences between the 2016 NIS files and other data years include the following:
File Structure of the 2015 NIS
The NIS data files are annual, calendar-year files based on discharge date for all years except 2015. The introduction of ICD-10-CM/PCS on October 1, 2015 means that the 2015 NIS includes a combination of codes:
To alert users to this change in the data, the file structure of the 2015 NIS differs from the annual files for other data years. In the 2015 NIS, the first three quarters of data (with ICD-9-CM codes) are stored separately from the fourth quarter of data (with ICD-10-CM/PCS codes). In addition, the names of diagnosis- and procedure-related data elements under ICD-10-CM/PCS have been changed to identify the coding scheme. Data elements based on the AHRQ Software Tools that are derived from ICD-10-CM/PCS codes are not included in the 2015 fourth quarter, but beta versions of the programs to assign the HCUP Tools are available for download on the HCUP Tools & Software section of the HCUP-US website. Specific differences in the files for the 2015 NIS and other data years include the following:
File Structure of the NIS Prior to 2015
The NIS databases prior to 2015 are annual, calendar year files based on discharge date that include ICD-9-CM coding only. The Inpatient Core File and Hospital Weights File are available all data years. The Disease Severity File is available starting in data year 2002, and the Diagnosis and Procedure Groups File is available starting in data year 2005.
NIS Data Elements
All releases of the NIS contain two types of data: inpatient stay records and hospital information with weights to calculate national estimates. Appendix III identifies the data elements in each NIS file:
Not all data elements in the NIS are uniformly coded or available across all States. The tables in Appendix III are not complete documentation for the data. Please refer to the NIS documentation located on the HCUP-US website (www.hcup-us.ahrq.gov) for comprehensive information about data elements and the files.
System Requirements for Using the NIS
To load and analyze the NIS data on a computer, users will need the following:
Decompressing the NIS Files
To extract the data files from the compressed download file, follow these steps:
Downloading and Running the Load Programs
Programs to load the data into SAS, SPSS, or Stata, are available on the HCUP User Support website (HCUP-US). The SAS and SPSS programs are available beginning with 1998. The Stata programs begin with 2004. To download and run the load programs, follow these steps:
Year-specific NIS documentation files on the HCUP-US website (www.hcup-us.ahrq.gov)provide important resources for the user. Refer to these resources to understand the structure and content of the NIS and to aid in using the database.
HCUP Online Tutorials
For additional assistance, AHRQ has created the HCUP Online Tutorial Series, a series of free, interactive courses which provide training on technical methods for conducting research with HCUP data. Topics include an HCUP Overview Course and these tutorials:
New tutorials are added periodically and existing tutorials are updated when necessary. The Online Tutorial Series is located on the HCUP-US website at www.hcup-us.ahrq.gov/tech_assist/tutorials.jsp.
HOW TO USE THE NIS FOR DATA ANALYSIS
This section provides a brief synopsis of special considerations when using the NIS. Before reporting findings using the NIS, you should refer to the Checklist for Working with the NIS (www.hcup-us.ahrq.gov/db/nation/nis/nischecklist.jsp) to verify adherence to data use, methodology, and reporting requirements.
Data Use Agreement
If anyone other than the original purchaser uses the NIS data, be sure to have them read and sign a Data Use Agreement, after viewing the online Data Use Agreement Training Tool available on the HCUP-US website (www.hcup-us.ahrq.gov). A copy of the signed Data Use Agreements must be sent to the HCUP Central Distributor. See page 2 for the mailing address.
Choosing Data Elements for Analysis
Hospital-Level Data Elements
Longitudinal Hospital Analyses
Hospital Volume Estimates
Calculating National Estimates
Computer Software for Variance Calculations
The NIS Hospital Universe
Each year, the AHA's Health Forum administers the AHA Annual Survey of Hospitals. The purpose of the survey is to collect utilization, financial, service, and personnel information on each of the nation's hospitals. The survey's overall response rate averages approximately 85 percent each year, which is high for a voluntary survey given its length and the size of the universe (about 6,000 hospitals). For hospitals that do not respond, the AHA imputes items based on prior-year information, so that data are available for all hospitals in the universe.
The hospital universe is defined by all hospitals that were open during any part of the calendar year and were designated as community hospitals in the AHA Annual Survey. For purposes of the NIS, the definition of a community hospital is that used by the AHA: "all nonfederal short-term general and other specialty hospitals, excluding hospital units of institutions." Consequently, Veterans Affairs hospitals and other Federal hospitals are excluded. Beginning with the 1998 redesign, rehabilitation hospitals are excluded. Beginning with the 2012 redesign, long-term acute care hospitals are also excluded.
Long-term acute care hospitals are classified as community hospitals by the AHA if they have an average length-of-stay (ALOS) less than 30 days. However, long-term acute care hospital data was not uniformly available from all States participating in HCUP, and ALOS data from these facilities was over 25 days (unlike other community hospitals with an ALOS of about 4.5 days). Thus, long term acute care facilities were eliminated from the 2012 NIS.
Prior to the 2012 NIS, NIS sample weights were calculated by dividing the number of universe discharges by the number of sampled discharges within each hospital stratum. The number of universe discharges had been estimated using data from the AHA annual hospital survey. The total number of discharges in the universe was estimated by the sum of births and admissions contained in the AHA annual survey for all hospitals in the universe.
Given that HCUP Partners supply more than 95 percent of discharges nationwide, beginning with the 2012 NIS, the universe count of discharges within each stratum is estimated using the actual count of discharges contained in HCUP data. The AHA counts are used only for hospitals in the universe that do not appear in HCUP data coming from the statewide data organizations.
This option was not considered for the previous 1998 redesign because HCUP data included a much smaller percentage of discharges in the United States, and the differences between HCUP counts and AHA counts would tend to adversely affect trends as the mix of HCUP Partners changed from year to year. In 2011, for hospitals in both the AHA and the SID, in 43 of 46 States, the AHA survey data estimated State discharge totals that were between 1 percent and 17 percent higher than the observed SID discharge totals. Overall, the AHA survey estimated about a 4 percent higher count of discharges than the observed SID count.
In the 2012 redesign, a logical corollary of switching from AHA discharge estimates to SID discharge counts was to distinguish unique hospitals using the SID hospital identifiers rather than the AHA hospital identifiers. For most hospitals, the SID hospital identifiers are in one-to-one correspondence with the AHA hospital identifiers. However, about 10 percent of the AHA identifiers correspond to two or more hospitals in the SID that have common ownership within a hospital system. For these "combined" AHA identifiers, the number of estimated discharges and the number of hospital beds in the AHA data reflect the sum of estimated discharges and the sum of beds, respectively, from the constituent hospitals. As a result, these combined hospitals could have been allocated to the wrong bed size stratum in the sample design. Also, the between-hospital variance was combined with the within-hospital variance for these combined hospitals. Therefore, use of the SID hospital identifiers in the 2012 NIS disaggregates the previously combined hospitals in many States, which is likely to improve the classification of hospitals and improve variance estimates.
For more information on how hospitals in the data set were mapped to hospitals as defined by the AHA, refer to the special report, HCUP Hospital Identifiers.7 For a list of all data sources, refer to Table 2 in Appendix I.
Stratification Data Elements
Given the increase in the number of contributing HCUP Partner organizations, AHRQ evaluated and revised the sampling and weighting strategy for the 1998 NIS and subsequent data years in order to best represent the U.S. This included changes to the definitions of the strata data elements, the exclusion of rehabilitation hospitals from the NIS hospital universe, and a change to the calculation of hospital universe discharges for the weights. A full description of this process is available in the special report on Changes in NIS Sampling and Weighting Strategy for 1998, available on the HCUP-US website. (A description of the sampling procedures and definitions of strata data elements used from 1988 through 1997 can be found in the special report: Design of the HCUP Nationwide Inpatient Sample, 1997. This report is also available on the HCUP-US website.)
Again for the 2012 NIS and subsequent data years, AHRQ evaluated and revised the sampling strategy in order to best represent the U.S. See Table 1 in Appendix I, The National Inpatient Sample (NIS) Design Changes, for a summary of design changes. For a detailed description of the NIS redesign, please see the 2012 NIS Redesign Report available on the HCUP-US website.
Prior to 2012, the NIS sampling strata were defined based on five hospital characteristics contained in the AHA hospital files. Beginning with the 2012 NIS, the only hospital-level stratification factor that changes is census division rather than census region8; and the stratification data elements were defined as follows:
Census Division — New England, Middle Atlantic, East North Central, West North Central, South Atlantic, South Central, Mountain, and Pacific. This is an important stratification data element because practice patterns have been shown to vary substantially by region. For example, lengths of stay tend to be longer in East Coast hospitals than in West Coast hospitals. The NIS States by census division are shown in Figure 2 of Appendix I.
No distinction was made by teaching status among rural hospitals, because rural teaching hospitals were rare. For example, in 2016, rural teaching hospitals comprised less than three percent of the total hospital universe. Bed size categories were defined within location and teaching status because they would otherwise have been redundant. Rural hospitals tend to be small; urban non-teaching hospitals tend to be medium-sized; and urban teaching hospitals tend to be large. Yet it was important to recognize gradations of size within these types of hospitals. For example, in serving rural discharges, the role of "large" rural hospitals (particularly rural referral centers) often differs from the role of "small" rural hospitals.
To further ensure geographic representativeness of the sample, implicit stratification data elements included de-identified hospital number, Diagnosis Related Group (DRG) and admission month. The discharges were sorted according to these data elements prior to systematic random sampling.
Prior to 2012, the NIS was a stratified probability sample of hospitals in the frame, with sampling probabilities proportional to the number of U.S. community hospitals in each stratum: sampling probabilities were calculated to select 20 percent of the universe of U.S. community, non-rehabilitation hospitals contained in each stratum. This sample size was determined by AHRQ based on their experience with similar research databases. The overall design objective was to select a sample of hospitals that accurately represented the target universe, which included hospitals outside the frame (i.e., having zero probability of selection). Moreover, this sample was to be geographically dispersed, yet drawn only from data supplied by HCUP Partners.
Starting with the 2012 NIS, a systematic sampling design is used to construct the database. Rather than first drawing a sample of hospitals and then keeping all discharges from that sample, in the 2012 NIS redesign a sample of discharges was drawn from all hospitals in the hospital frame. Both designs selected approximately 20 percent of the target universe of discharges from United States community hospitals, excluding rehabilitation and long-term acute care hospitals.
The new systematic sample is a self-weighted sample design similar to simple random sampling, but it is more efficient. It ensures that the sample is representative of the population on the following critical factors: hospital factors (de-identified hospital — number, census division, ownership, urban-rural location, teaching status, number of beds) and patient factors (diagnosis-related group, admission month). Within each stratum all discharges are sorted in the following order on patient-level "control" variables: encrypted hospital ID, DRG, admission month, and a random number.
It should be possible, for example, to estimate DRG-specific average lengths of stay across all U.S. hospitals using weighted average lengths of stay, based on averages or regression coefficients calculated from the NIS. Ideally, relationships among outcomes and their correlates estimated from the NIS should accurately represent all U.S. hospitals. It is advisable to verify your estimates against other data sources, especially for specific patient populations (e.g. organ transplant recipients).
The 2012 NIS Redesign Report assessed the accuracy of NIS estimates and considered alternative stratified sampling allocation schemes. However, systematic sampling design was preferred for several reasons:
Overview of the Sampling Procedure
The strata for the 2012 and later NIS systematic sampling design are the same as those for the previous NIS sample design except that the four census regions are replaced by the nine census divisions—New England, Middle Atlantic, East North Central, West North Central, South Atlantic, South Central, Mountain, and Pacific. Within each stratum, dischargers are sorted by re-identified hospital number. Then, within each hospital, discharges are sorted by their DRG and their admission month. This sorting ensures that the NIS sample will be representative on these factors.
Next, within each stratum, a number of discharges proportionate to the number of discharges in the universe are selected systematically from the sorted list. For example, if the sampling frame was equal to the universe and 20 percent of the universe was required, then every fifth discharge would be selected from the sorted list of discharges, beginning with a randomly selected start at discharge number 1, 2, 3, 4, or 5 on the list.
To ensure a self-weighted sample that has 20 percent of the universe within each stratum represented, sampling rates would vary for each stratum, depending on the proportion of the population of discharges covered by the discharges in the sampling frame. Thus, the sampling rate would not always be 20 percent for each stratum. For strata that were missing more discharges, the sampling rate would be higher to ensure that the number of sampled discharges would equal 20 percent of the universe.
To obtain nationwide estimates, discharge weights were developed to extrapolate NIS sample discharges to the discharge universe. NIS discharge weights are calculated by dividing the number of universe discharges by the number of sampled discharges within each NIS stratum. Historically, the number of universe discharges had been estimated using data from the AHA annual hospital survey. The total number of discharges in the universe was estimated by the sum of births and admissions contained in the AHA annual survey for all hospitals in the universe.
Given that HCUP Partners supply more than 95 percent of discharges nationwide, beginning with the 2012 NIS, the universe count of discharges was estimated within each stratum using the actual count of discharges contained in HCUP data. The only exceptions are for strata with HCUP hospitals that, according to the AHA files, were open for the entire year but contributed less than a full year of data to HCUP. For those hospitals, the number of observed discharges was adjusted by a factor of 12 ÷ M, where M is the number of months for which the hospital contributed discharges to HCUP. For example, when a hospital contributed only six months of discharge data to HCUP, the adjusted number of discharges is double the observed number.
For non-HCUP hospitals in the universe, adjusted AHA discharge estimates were calculated by multiplying the AHA admissions plus births volume by the overall ratio of HCUP discharges to AHA volumes for HCUP hospitals in the census division.
The discharge weights are constant for all discharges within a stratum, where the stratum is defined by hospital characteristics: census division, rural/urban location, bed size, teaching status, and ownership. The previous design provided discharge weights that reflected the universe of discharges in each of the four census regions. The 2012 NIS design provides discharge weights that reflect the universe of discharges in each of the nine census divisions.
Each discharge weight is essentially equal to the number of target universe discharges that each sampled discharge represents in its stratum. Discharge weights to the universe were calculated as follows: Within stratum s, each NIS sample discharge's universe weight was calculated as:
DWs(universe) = DNs(universe) ÷ DNs(sample)
where DWs(universe) was the discharge weight; DNs(universe) represented the number of discharges from community hospitals in the universe within stratum s; and DNs(sample) was the number of discharges selected for the NIS. Thus, each discharge's weight (DISCWT) is equal to the number of universe discharges it represents in stratum s during that year.9 Because 20 percent of the universe discharges in each stratum were sampled, the discharge weights are near five.
Prior to the 2012 NIS redesign, the NIS included weights to project NIS hospitals to the number of hospital in the target universe. However, with the 2012 NIS redesign the hospital weights are discontinued because the NIS is now a sample of discharges from all available HCUP SID community hospitals, excluding rehabilitation and long-term acute care hospitals.
Appendix I: Tables and Figures
|Feature||Previous Design (1998-2011)||New 2012 and Later Design|
|Universe||Included long-term acute care hospitals||Removed long-term acute care hospitals|
|Discharge estimates based on AHA admissions plus births||Discharge estimates based on SID discharges when available (for about 90 percent of all hospitals); otherwise, based on adjusted AHA counts|
|Hospitals defined based on AHA IDs||Hospitals defined based on State-supplied hospital identifiers for HCUP states|
|Sample design||Sample hospitals and then retain all discharges from each sampled hospital||Systematic sample of discharges from all frame hospitals|
|Sorted by three-digit hospital ZIP Code within strata before sampling||Sorted by hospital and by DRG and admission month within strata before sampling|
|Sample without self-weighting requires weights for all estimates||Self-weighting sample requires weights for estimating totals, but not for means and rates|
|Data elements||Includes State and hospital identifiers and data elements with State-specific coding||
Abbreviations: AHA, American Hospital Association; DRG, diagnosis-related group; ID, identification numbers; SID, State Inpatient Databases
a Census region: Northeast, Midwest, South, West.
b Census division: New England, Middle Atlantic, East North Central, West North Central, South Atlantic, East South Central, West South Central, Mountain, Pacific.
Table 2: States Participating in 2016 NIS
|AK||Alaska Department of Health and Social Services|
|AR||Arkansas Department of Health|
|AZ||Arizona Department of Health Services|
|CA||California Office of Statewide Health Planning & Development|
|CO||Colorado Hospital Association|
|CT||Connecticut Hospital Association|
|DC||District of Columbia Hospital Association|
|FL||Florida Agency for Health Care Administration|
|GA||Georgia Hospital Association|
|HI||Hawaii Health Information Corporation|
|IA||Iowa Hospital Association|
|IL||Illinois Department of Public Health|
|IN||Indiana Hospital Association|
|KS||Kansas Hospital Association|
|KY||Kentucky Cabinet for Health and Family Services|
|LA||Louisiana Department of Health|
|MA||Massachusetts Center for Health Information and Analysis|
|MD||Maryland Health Services Cost Review Commission|
|ME||Maine Health Data Organization|
|MI||Michigan Health & Hospital Association|
|MN||Minnesota Hospital Association|
|MO||Missouri Hospital Industry Data Institute|
|MS||Mississippi Department of Health|
|MT||Montana Hospital Association|
|NC||North Carolina Department of Health and Human Services|
|ND||North Dakota (data provided by the Minnesota Hospital Association)|
|NE||Nebraska Hospital Association|
|NJ||New Jersey Department of Health|
|NM||New Mexico Department of Health|
|NV||Nevada Department of Health & Human Services|
|NY||New York State Department of Health|
|OH||Ohio Hospital Association|
|OK||Oklahoma State Department of Health|
|OR||Oregon Association of Hospitals and Health Systems|
|PA||Pennsylvania healthcare Cost Containment Council|
|RI||Rhode Island Department of Health|
|SC||South Carolina Revenue and Fiscal Affairs Office|
|SD||South Dakota Association of Healthcare Organizations|
|TN||Tennessee Hospital Association|
|TX||Texas Department of State Health Services|
|UT||Utah Department of Health|
|VT||Vermont Association of Hospitals and Health Systems|
|VA||Virginia Health Information|
|WA||Washington State Department of Health|
|WI||Wisconsin Department of Health Services|
|WV||West Virginia Health Care Authority|
|WY||Wyoming Hospital Association|
Table 3: Summary of NIS States, Hospitals, and Inpatient Stays, 1988-2016
|Year||Data Sources||Number of States||Number of Hospitals||Number of Discharges in the NIS, Unweighted||Number of Discharges in the NIS, Weighted||Number of Discharges in the NIS, Weighted with Trend Weight|
|1988||CA CO FL IA IL MA NJ WA||8||759||5,265,756||35,171,448||--|
|1989||AZ CA CO FL IA IL MA NJ PA WA WI||11||882||6,110,064||35,104,645||--|
|1990||AZ CA CO FL IA IL MA NJ PA WA WI||11||871||6,268,515||35,215,397||--|
|1991||AZ CA CO FL IA IL MA NJ PA WA WI||11||859||6,156,188||35,036,492||--|
|1992||AZ CA CO FL IA IL MA NJ PA WA WI||11||856||6,195,744||35,011,385||--|
|1993||AZ CA CO CT FL IA IL KS MA MD NJ NY OR PA SC WA WI||17||913||6,538,976||34,715,985||33,736,753|
|1994||AZ CA CO CT FL IA IL KS MA MD NJ NY OR PA SC WA WI||17||904||6,385,011||34,622,203||33,149,768|
|1995||AZ CA CO CT FL IA IL KS MA MD MO NJ NY OR PA SC TN WA WI||19||938||6,714,935||34,791,998||33,647,121|
|1996||AZ CA CO CT FL IA IL KS MA MD MO NJ NY OR PA SC TN WA WI||19||906||6,542,069||34,874,386||33,386,097|
|1997||AZ CA CO CT FL GA HI IA IL KS MA MD MO NJ NY OR PA SC TN UT WA WI||22||1,012||7,148,420||35,408,207||33,232,257|
|1998||AZ CA CO CT FL GA HI IA IL KS MA MD MO NJ NY OR PA SC TN UT WA WI||22||984||6,827,350||34,874,001||33,923,632|
|1999||AZ CA CO CT FL GA HI IA IL KS MA MD ME MO NJ NY OR PA SC TN UT VA WA WI||24||984||7,198,929||35,467,673||34,440,994|
|2000||AZ CA CO CT FL GA HI IA IL KS KY MA MD ME MO NC NJ NY OR PA SC TN TX UT VA WA WI WV||28||994||7,450,992||36,417,565||35,300,425|
|2001||AZ CA CO CT FL GA HI IA IL KS KY MA MD ME MI MN MO NC NE NJ NY OR PA RI SC TN TX UT VA VT WA WI WV||33||986||7,452,727||37,187,641||36,093,550|
|2002||CA CO CT FL GA HI IA IL KS KY MA MD ME MI MN MO NC NE NJ NV NY OH OR PA RI SC SD TN TX UT VA VT WA WI WV||35||995||7,853,982||37,804,021||36,523,831|
|2003||AZ CA CO CT FL GA HI IA IL IN KS KY MA MD MI MN MO NC NE NH NJ NV NY OH OR PA RI SC SD TN TX UT VA VT WA WI WV||37||994||7,977,728||38,220,659||37,074,605|
|2004||AR AZ CA CO CT FL GA HI IA IL IN KS KY MA MD MI MN MO NC NE NH NJ NV NY OH OR RI SC SD TN TX UT VA VT WA WI WV||37||1,004||8,004,571||38,661,786||37,496,978|
|2005||AR AZ CA CO CT FL GA HI IA IL IN KS KY MA MD MI MN MO NC NE NH NJ NV NY OH OK OR RI SC SD TN TX UT VT WA WI WV||37||1,054||7,995,048||39,163,834||37,843,039|
|2006||AR AZ CA CO CT FL GA HI IA IL IN KS KY MA MD MI MN MO NC NE NH NJ NV NY OH OK OR RI SC SD TN TX UT VA VT WA WI WV||38||1,045||8,074,825||39,450,216||38,076,556|
|2007||AR AZ CA CO CT FL GA HI IA IL IN KS KY MA MD ME MI MN MO NC NE NH NJ NV NY OH OK OR RI SC SD TN TX UT VA VT WA WI WV WY||40||1,044||8,043,415||39,541,948||38,155,908|
|2008||AR AZ CA CO CT FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO NC NE NH NJ NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||42||1,056||8,158,381||39,885,120||38,210,889|
|2009||AR AZ CA CO CT FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO MT NC NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||44||1,050||7,810,762||39,434,956||37,734,584|
|2010||AK AR AZ CA CO CT FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||45||1,051||7,800,441||39,008,298||37,352,013|
|2011||AK AR AZ CA CO CT FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||46||1,049||8,023,590||38,590,733||36,962,415|
|2012||AK AR AZ CA CO CT FL GA HI IA IL IN KS KY LA MA MD MI MN MO MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||44||4,378||7,296,968||36,484,846|
|2013||AR AZ CA CO CT DC FL GA HI IA IL IN KS KY LA MA MD MI MN MO MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||44||4,363||7,119,563||35,597,792|
|2014||AR AZ CA CO CT DC FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||45||4,411||7,071,762||35,358,818|
|2015||AK AR AZ CA CO CT DC FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||47||4,573||7,153,989||35,769,942|
|2016||AK AR AZ CA CO CT DC FL GA HI IA IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY||47||4,575||7,135,090||35,675,421|
Table 4: Number of Hospitals and Discharges in 2016 Universe, Frame, and NIS, by Census Division
|Number of Hospitals and Discharges in 2016 Universe, Frame, and NIS, by Census Division|
|Census Region||Census Division||Hospitals||Discharges||Hospitals||Discharges||Hospitals||Discharges||Weighted Discharges|
|Midwest||East North Central||750||5,467,510||736||5,443,223||736||1,093,504||5,467,510|
|Midwest||West North Central||684||2,466,492||640||2,437,071||640||493,295||2,466,492|
|South||East South Central||395||2,439,076||284||1,643,290||284||487,817||2,439,076|
|South||West South Central||790||4,229,247||748||4,181,840||748||845,852||4,229,247|
Table 5: NIS Related Reports and Database Documentation Available on HCUP-US
Description of the NIS Database
Caution: 2015-2016 NIS Includes ICD-10-CM/PCS Data
Table 6: Hospital Size Categories (in Number of Beds), by Region
|Location and Teaching Status||Hospital Bed Size|
|Rural||1 - 49||50 - 99||100+|
|Urban, non-teaching||1 - 124||125 - 199||200+|
|Urban, teaching||1 - 249||250 - 424||425+|
|Rural||1 - 29||30 - 49||50+|
|Urban, non-teaching||1 - 74||75 - 174||175+|
|Urban, teaching||1 - 249||250 - 374||375+|
|Rural||1 - 39||40 - 74||75+|
|Urban, non-teaching||1 - 99||100 - 199||200+|
|Urban, teaching||1 - 249||250 - 449||450+|
|Rural||1 - 24||25 - 44||45+|
|Urban, non-teaching||1 - 99||100 - 174||175+|
|Urban, teaching||1 - 199||200 - 324||325+|
Figure 1: Percentage of U.S. Population Covered in the 2016 NIS by Census Division and Region, Calculated using the Estimated U.S. Population on July 1, 2016
Source: Table 1. Annual Estimates of the Population for the United States, Regions, States, and Puerto Rico: April 1, 2010 to July 1, 2017 (NST-EST2017-01). Source: U.S. Census Bureau, Population Division. Release Date: December 2017.
Figure 2: NIS States, by Census Division
All States, by U.S Census Bureau Region and Census Division
Notes: New Hampshire participates in HCUP, but did not provide data in time for the 2010-2015 NIS. Mississippi participates in HCUP, but did not provide data in time for the 2012-2014 NIS.
Alaska participates in HCUP, but did not provide data in time for the 2013-2014 NIS.
States and areas in italics do not participate in HCUP.
a Prior to June 1984, the Midwest Region was designated as the North Central Region. Source: U.S. Census Bureau. Census Bureau Regions and Divisions with State FIPS Codes. www2.census.gov/geo/pdfs/maps-data/maps/reference/us_regdiv.pdf. Accessed May 18, 2018.
Figure 3: Number of Discharges (in Thousands, Unweighted) in 2016 NIS by Census Division and Census Region
APPENDIX II: STATE-SPECIFIC RESTRICTIONS
The table below enumerates the types of restrictions applied to the National Inpatient Sample. Restrictions include the following types:
|Confidentiality of Records — Restricted Release of Age in Years|
APPENDIX III: DATA ELEMENTS
Data elements derived from AHRQ software tools (e.g., Clinical Classification Software (CCS) and the Elixhauser Comorbidity Software) are not available in the 2016 NIS because the ICD-10-CM/PCS versions are still under development. For users interested in applying the AHRQ software tools to the ICD-10-CM/PCS data in the 2016 NIS, beta versions of the AHRQ software tools are available for download on the HCUP Tools & Software section of the HCUP-US website. A tutorial is available to users interested in applying the AHRQ software tools to the 2016 NIS at www.hcup-us.ahrq.gov/tech_assist/tutorials.jsp.
Table 1: Data Elements in the 2016 NIS Inpatient Core Files
For prior years, refer to the NIS Description of Data Elements page on HCUP-US website or to previous versions of the NIS Introduction.
|Type of Data Element||HCUP Name||Coding Notes|
|Admission day||AWEEKEND||Admission on weekend: (0) admission on Monday-Friday, (1) admission on Saturday-Sunday|
|Admission month||AMONTH||Admission month coded from (1) January to (12) December|
|Transferred into hospital||TRAN_IN||Transfer In Indicator: (0) not a transfer, (1) transferred in from a different acute care hospital [ATYPE NE 4 & (ASOURCE=2 or POO=4)], (2) transferred in from another type of health facility [ATYPE NE 4 & (ASOURCE=3 or POO=5, 6)]|
|Indicator of emergency department service||HCUP_ED||Indicator that discharge record includes evidence of emergency department (ED) services: (0) Record does not meet any HCUP Emergency Department criteria, (1) Emergency Department revenue code on record, (2) Positive Emergency Department charge (when revenue center codes are not available), (3) Emergency Department CPT procedure code on record, (4) Admission source of ED, (5) State-defined ED record; no ED charges available|
|Admission type||ELECTIVE||Indicates elective admission: (1) elective, (0) non-elective admission|
|Patient demographic and location information|
|Age at admission||AGE||Age in years coded 0-124 years|
|AGE_NEONATE||Neonatal age (first 28 days after birth) indicator: (0) non-neonatal age (1) neonatal age|
|Sex of patient||FEMALE||Indicates gender for NIS beginning in 1998: (0) male, (1) female|
|Race of patient||RACE||Race, uniform coding: (1) white, (2) black, (3) Hispanic, (4) Asian or Pacific Islander, (5) Native American, (6) other (For 2016, Race contains missing values on about 5 percent of the records.)|
|Location of patient's residence||PL_NCHS||Patient Location: NCHS Urban-Rural Code. This is a six-category urban-rural classification scheme for U.S. counties: (1) "Central" counties of metro areas of >=1 million population, (2) "Fringe" counties of metro areas of >=1 million population, (3) Counties in metro areas of 250,000-999,999 population, (4) Counties in metro areas of 50,000-249,999 population, (5) Micropolitan counties, (6) Not metropolitan or micropolitan counties|
|Median household income for patient's ZIP Code||ZIPINC_QRTL||Median household income quartiles for patient's ZIP Code. For 2016, the median income quartiles are defined as: (1) $1 - $42,999; (2) $43,000 - $53,999; (3) $54,000 - 70,999; and (4) $71,000 or more.|
|Primary expected payer||PAY1||Expected primary payer, uniform: (1) Medicare, (2) Medicaid, (3) private including HMO, (4) self-pay, (5) no charge, (6) other|
|Diagnosis and procedure information|
|ICD-10-CM diagnoses||I10_DX1 - I10_DX30||ICD-10-CM diagnoses, principal and secondary|
|I10_NDX||Number of ICD-10-CM diagnoses coded on the record|
|External causes of morbidity||I10_ECAUSE1 - I10_ECAUSE4||ICD-10-CM external cause of morbidity codes|
|I10_NECODE||Number of external cause of injury codes on the record. A maximum of 4 codes are retained on the NIS.|
|ICD-10-PCS procedures||I10_PR1 - I10_PR15||ICD-10-PCS procedures, principal and secondary|
|I10_NPR||Number of ICD-10-PCS procedures coded on the record|
|PRDAY1||Number of days from admission to principal procedure|
|PRDAY2 - PRDAY15||Number of days from admission to secondary procedures|
|Diagnosis Related Group (DRG)||DRG||DRG in use on discharge date (based on ICD-10-CM/PCS codes)|
|DRG_NoPOA||DRG in use on discharge date, calculated without Present On Admission (POA) indicators (based on ICD-10-CM/PCS codes)|
|DRGVER||Grouper version in use on discharge date|
|Major Diagnostic Category (MDC)||MDC||MDC in use on discharge date (based on ICD-10-CM/PCS codes)|
|MDC_NoPOA||MDC in use on discharge date, calculated without Present on Admission (POA) indicators (based on ICD-10-CM/PCS codes)|
|Resource use information|
|Total charges||TOTCHG||Total charges, edited|
|Length of stay||LOS||Length of stay, edited|
|Discharge quarter||DQTR||Coded: (1) First quarter, Jan - Mar, (2) Second quarter, Apr - Jun, (3) Third quarter, Jul - Sep, (4) Fourth quarter, Oct - Dec|
|Discharge year||YEAR||Calendar year|
|Disposition of patient (discharge status)||DIED||Indicates in-hospital death: (0) did not die during hospitalization, (1) died during hospitalization|
|DISPUNIFORM||Disposition of patient, uniform coding used beginning in 1998: (1) routine, (2) transfer to short-term hospital, (5) other transfers, including skilled nursing facility, intermediate care, and another type of facility, (6) home healthcare, (7) against medical advice, (20) died in hospital, (99) discharged alive, destination unknown|
|TRAN_OUT||Transfer Out Indicator: (0) not a transfer, (1) transferred out to a different acute care hospital, (2) transferred out to another type of health facility|
|Weights (to calculate national estimates)|
|Discharge weights||DISCWT||Discharge weight on Core file and Hospital Weights file for NIS beginning in 1998.|
|Hospital identifiers (encrypted)||HOSP_NIS||NIS hospital number (links to Hospital Weights file; does not link to previous years)|
|Hospital location||HOSP_DIVISION||Census Division of hospital (STRATA): (1) New England, (2) Middle Atlantic, (3) East North Central, (4) West North Central, (5) South Atlantic, (6) East South Central, (7) West South Central, (8) Mountain, (9) Pacific|
|Hospital stratifier||NIS_STRATUM||Stratum used to sample hospitals, based on geographic region, control, location/teaching status, and bed size. Stratum information is also contained in the Hospital Weights file.|
|Linkage Data Element|
|Record identifier, synthetic||KEY_NIS||Unique record number for file beginning in 2012 links the Core file to other discharge-level NIS files.|
Table 2: Data Elements in the 2016 NIS Hospital Weights Files
For prior years, refer to the NIS Description of Data Elements page on the HCUP-US website or to previous versions of the NIS Introduction.
|Type of Data Element||HCUP Name||Coding Notes|
|Discharge counts||N_DISC_U||Number of universe discharges in the stratum|
|S_DISC_U||Number of sampled discharges in the sampling stratum (NIS_STRATUM or STRATUM)|
|TOTAL_DISC||Total number of discharges from this hospital in the NIS|
|Discharge weights||DISCWT||Discharge weight used in the NIS beginning in 1998.|
|Discharge Year||YEAR||Discharge year|
|N_HOSP_U||Number of universe hospitals in the stratum|
|S_HOSP_U||Number of sampled hospitals in the stratum (NIS_STRATUM or STRATUM)|
|Hospital identifiers||HOSP_NIS||NIS hospital number (links to Hospital Weights file; does not link to previous years)|
|Hospital characteristics||HOSP_BEDSIZE||Bed size of hospital (STRATA): (1) small, (2) medium, (3) large|
|H_CONTRL||Control/ownership of hospital: (1) government, nonfederal, (2) private, non-profit, (3) private, investor-own|
|HOSP_LOCTEACH||Location/teaching status of hospital (STRATA): (1) rural, (2) urban non-teaching, (3) urban teaching|
|HOSP_REGION||Region of hospital: (1) Northeast, (2) Midwest, (3) South, (4) West|
|HOSP_DIVISION||Census Division of hospital (STRATA): (1) New England, (2) Middle Atlantic, (3) East North Central, (4) West North Central, (5) South Atlantic, (6) East South Central, (7) West South Central, (8) Mountain, (9) Pacific|
|NIS_STRATUM||Stratum used to sample hospitals beginning in 1998; includes geographic region, control, location/teaching status, and bed size|
Table 3: Data Elements in the 2016 NIS Disease Severity Measures Files
The Elixhauser Comorbidity Software indicators are not available in the 2016 NIS because the ICD-10-CM/PCS version of the software is still under development. A beta version of the Elixhauser Comorbidity Software for ICD-10-CM/PCS is available on the HCUP-US website (www.hcup-us.ahrq.gov/toolssoftware/comorbidityicd10/comorbidity_icd10.jsp).
For prior years, refer to the refer to the NIS Description of Data Elements page on the HCUP-US website or to previous versions of the NIS Introduction.
|Type of Data Element||HCUP Name||Coding Notes|
|All Patient Refined DRG (3M)||APRDRG||All Patient Refined DRG|
|APRDRG_Risk_Mortality||Risk of Mortality Subclass: (0) No class specified, (1) Minor likelihood of dying, (2) Moderate likelihood of dying, (3) Major likelihood of dying, (4) Extreme likelihood of dying|
|APRDRG_Severity||Severity of Illness Subclass: (0) No class specified, (1) Minor loss of function (includes cases with no comorbidity or complications), (2) Moderate loss of function, (3) Major loss of function, (4) Extreme loss of function|
|Linkage Data Elements||HOSP_NIS||NIS hospital number (links to Hospital Weights file; does not link to previous years)|
|KEY_NIS||Unique record number for file beginning in 2012|
Table 4: Data Elements in the 2016 NIS Diagnosis and Procedure Groups Files
For the 2016 NIS, the Diagnosis and Procedure Groups File is not available.
For prior years, refer to the NIS Description of Data Elements page on the HCUP-US website or to previous versions of the NIS Introduction.
APPENDIX IV: TEACHING HOSPITAL INDICATOR ASSIGNMENT
The following data elements from the American Hospital Association Annual Survey Database (Health Forum, LLC © 2017) were used to assign the NIS Teaching Hospital Indicator:
AHA Data Element Name = Description [HCUP Data Element Name].
BDH = Number of short-term hospital beds [B001H].
BDTOT = Number of total facility beds [B001].
FTRES = Number of full-time employees: interns & residents (medical & dental) [E125].
PTRES = Number of part-time employees: interns & residents (medical & dental) [E225].
MAPP8 = Council of Teaching Hospitals (COTH) indicator [A101].
MAPP3 = Residency training approval by the Accreditation Council for Graduate Medical Education (ACGME) [A102].
Beginning with the 1998 NIS, we used the following SAS code to assign the teaching hospital status indicator, HOSP_TEACH:
/*******************************************************/ /* FIRST ESTABLISH SHORT-TERM BEDS DEFINITION */ /*******************************************************/ IF BDH NE . THEN BEDTEMP = BDH ; /* SHORT TERM BEDS */ ELSE IF BDH =. THEN BEDTEMP = BDTOT ; /* TOTAL BEDS PROXY */ /*******************************************************/ /* ESTABLISH IRB NEEDED FOR TEACHING STATUS */ /* BASED ON F-T P-T RESIDENT INTERN STATUS */ /*******************************************************/ IRB = (FTRES + .5*PTRES) / BEDTEMP ; /*******************************************************/ /* CREATE TEACHING STATUS DATA ELEMENT */ /*******************************************************/ IF (MAPP8 EQ 1) OR (MAPP3 EQ 1) THEN HOSP_TEACH = 1 ; ELSE IF (IRB GE 0.25) THEN HOSP_TEACH = 1 ; ELSE HOSP_TEACH = 0 ;
1 Kaiser Family Foundation Medicare Advantage www.kff.org/medicare/fact-sheet/medicare-advantage/ (Accessed 8/27/2017).
3 ICD-9-CM: International Classification of Diseases, Ninth Revision, Clinical Modification; ICD-10-CM/PCS: International Classification of Diseases, Tenth Revision, Clinical Modification/Procedure Coding System
4 See, for example, van Buuren, S. (2012). Flexible Imputation of Missing Data. CRC Press, Boca Raton, FL.
5 Prior to 1998, the discharge weight was named DISCWT_U. For 2000 only, use DISCWT to create national estimates for all analyses except those that involve total charges; and use DISCWTCHARGE to create national estimates of total charges.
6 Carlson BL, Johnson AE, Cohen SB. "An Evaluation of the Use of Personal Computers for Variance Estimation with Complex Survey Data." Journal of Official Statistics, vol. 9, no. 4, 1993: 795-814.
7 As of November 2016, this report had not been updated for the new NIS design; however, the methods described are still valid.
8 However, researchers can still make estimates for census regions by aggregating census divisions.
9 Although discharge characteristics (DRG and admission month) are implicit stratifiers for sampling, they do not play a role in weighting.
|Internet Citation: 2016 Introduction to the NIS. Healthcare Cost and Utilization Project (HCUP). October 2018. Agency for Healthcare Research and Quality, Rockville, MD. www.hcup-us.ahrq.gov/db/nation/nis/NIS_Introduction_2016.jsp.|
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