HEALTHCARE COST AND UTLIZATION PROJECT HCUP
A FEDERAL-STATE-INDUSTRY PARTNERSHIP IN HEALTH DATA
Sponsored by the Agency for Healthcare Research and Quality
These pages provide only an introduction to the NIS package. Full documentation is provided on the NIS Documentation CD-ROM. For documentation updates and changes, be sure to visit: http://www.hcup-us.ahrq.gov. |
Issued June 2004
Updated November 2015
Agency for Healthcare Research and Quality
Healthcare Cost and Utilization Project (HCUP)
Phone: (866) 290-HCUP (4287)
E-mail: hcup@ahrq.gov
Website: http://www.hcup-us.ahrq.gov
NIS Data and Documentation Distributed by:
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HCUP NATIONWIDE INPATIENT SAMPLE ( NIS)
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***** REMINDER ***** |
All users of the NIS must take the on–line HCUP Data Use Agreement (DUA) training course, and read and sign a Data Use Agreement.† Authorized users of HCUP data agree to the following restrictions: ‡
Any violation of the limitations in the Data Use Agreement is punishable under Federal law by a fine of up to $10,000 and up to 5 years in prison. Violations may also be subject to penalties under State statutes. |
† The on–line Data Use Agreement training session and the Data Use Agreement are available on the HCUP User Support (HCUP–US) Website at http://www.hcup-us.ahrq.gov. |
All HCUP data users, including data purchasers and collaborators, must complete the online HCUP Data Use Agreement (DUA) Training Tool, and read and sign the HCUP Data Use Agreement. Proof of training completion and signed Data Use Agreements must be submitted to the HCUP Central Distributor as described below.
The on-line DUA training course is available at: http://www.hcup-us.ahrq.gov/tech_assist/dua.jsp.
The HCUP Nationwide Data Use Agreement are is available on the AHRQ-sponsored HCUP User Support (HCUP-US) website at:
http://www.hcup-us.ahrq.gov
HCUP Central Distributor
Data purchasers will be required to provide their DUA training completion code and will execute their DUAs electronically as a part of the online ordering process. The DUAs and training certificates for collaborators and others with access to HCUP data should be submitted directly to the HCUP Central Distributor using the contact information below.
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Phone: 866-290-HCUP (4287) (toll free)
Email: hcup@ahrq.gov
WHAT’S NEW IN THE 2002
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HEALTHCARE COST AND UTILIZATION PROJECT HCUP
A FEDERAL-STATE-INDUSTRY PARTNERSHIP IN HEALTH DATA
Sponsored by the Agency for Healthcare Research and Quality
The Agency for Healthcare Research and Quality and
the staff of the Healthcare Cost and Utilization Project (HCUP) thank users for
purchasing the HCUP National Inpatient Sample (NIS).
HCUP National Inpatient Sample (NIS)
The Nationwide Inpatient Sample (NIS) is part of the Healthcare Cost and Utilization Project (HCUP), sponsored by the Agency for Healthcare Research and Quality (AHRQ), formerly the Agency for Health Care Policy and Research.
The NIS is a database of hospital inpatient stays. Researchers and policymakers use the NIS to identify, track, and analyze national trends in healthcare utilization, access, charges, quality, and outcomes.
The NIS is the largest all-payer inpatient care database that is publicly available in the United States, containing data from 5 to 8 million hospital stays from about 1000 hospitals sampled to approximate a 20-percent stratified sample of U.S. community hospitals. The NIS is available for a 15-year time period, from 1988 to 2002, allowing analysis of trends over time.
The NIS is the only national hospital database with charge information on all patients, regardless of payer, including persons covered by Medicare, Medicaid, private insurance, and the uninsured. The NIS's large sample size enables analyses of rare conditions, such as congenital anomalies; uncommon treatments, such as organ transplantation; and special patient populations, such as the uninsured.
Inpatient stay records in the NIS include clinical and resource use information typically available from discharge abstracts. Hospital and discharge weights are provided for producing national estimates. The NIS can be linked to hospital-level data from the American Hospital Association's Annual Survey of Hospitals and county-level data from the Bureau of Health Professions' Area Resource File, except in those states that do not allow the release of hospital identifiers.
Beginning in 1998, the NIS differs from previous NIS releases: some data elements were dropped, some were added, for some data elements, the coding was changed, and the sampling and weighting strategy was revised to improve the representativeness of the data.
Access to the NIS is open to users who sign data use agreements. Uses are limited to research and aggregate statistical reporting.
For more information on the NIS, visit the AHRQ-sponsored HCUP User Support (HCUP-US) Website at http://www.hcup-us.ahrq.gov or see the detailed documentation on the documentation CD that accompanies the data.
The Nationwide Inpatient Sample (NIS) contains all-payer data on hospital inpatient stays from States participating in the Healthcare Cost and Utilization Project (HCUP). Each year of the NIS provides information on approximately 5 million to 8 million inpatient stays from about 1,000 hospitals. All discharges from sampled hospitals are included in the NIS database.
The NIS contains patient-level clinical and resource use information included in a typical discharge abstract. The NIS can be linked directly to hospital-level data from the American Hospital Association (AHA) Annual Survey of Hospitals and to county-level data from the Health Resources and Services Administration Bureau of Health Professions’ Area Resource File (ARF), except in those states that do not allow the release of hospital identifiers.
The NIS is designed to approximate a 20-percent sample of U.S. community hospitals, defined by the AHA to be "all nonfederal, short-term, general, and other specialty hospitals, excluding hospital units of institutions." Included among community hospitals are specialty hospitals such as obstetrics-gynecology, ear-nose-throat, short-term rehabilitation, orthopedic, and pediatric institutions. Also included are public hospitals and academic medical centers. Excluded are short-term rehabilitation hospitals (beginning with 1998 data), long-term hospitals, psychiatric hospitals, and alcoholism/chemical dependency treatment facilities.
This universe of U.S. community hospitals is divided into strata using five hospital characteristics: ownership/control, bed size, teaching status, urban/rural location, and U.S. region.
The NIS is a stratified probability sample of hospitals in the frame, with sampling probabilities proportional to the number of U.S. community hospitals in each stratum. The frame is limited by the availability of inpatient data from the data sources.
In order to improve the representativeness of the NIS, the sampling and weighting strategy was modified beginning with the 1998 data. The full description of this process can be found in the special report on Changes in NIS Sampling and Weighting Strategy for 1998. This report is available on the 2002 NIS Documentation CD-ROM and on the AHRQ-sponsored HCUP User Support Website at http://www.hcup-us.ahrq.gov. To facilitate the production of national estimates, both hospital and discharge weights are provided, along with information necessary to calculate the variance of estimates. Detailed information on the design of the NIS is available in the year-specific special reports on Design of the Nationwide Inpatient Sample found on the NIS Documentation CD-ROM.
NIS data sets are currently available for multiple years, as shown in Table 1. Each release of the NIS includes:
Data from | Media/format options | Structure of Releases | |
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On CD-ROM, in ASCII format |
5 years of data in a 6-CD set, compressed files Two 10% subsamples of discharges for each year |
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On CD-ROM, in ASCII format |
1 year of data in a 2-CD set, compressed files Two 10% subsamples of discharges for each year Beginning in 2002, a companion file with four different sets of severity measures |
Table 2 summarizes the data sources, number of hospitals, and number of unweighted and weighted inpatient stays in NIS data.
Year | Data sources | Number of hospitals | Number of discharges in the NIS, unweighted |
Number of discharges in the NIS, weighted for national estimates |
---|---|---|---|---|
1988 | CA CO FL IL IA MA NJ WA | 759 | 5,265,756 | 35,171,448 |
1989 | AZ CA CO FL IL IA MA NJ PA WA WI (Added AZ, PA, WI) |
882 | 6,110,064 | 35,104,645 |
1990 | AZ CA CO FL IL IA MA NJ PA WA WI (No change) |
871 | 6,268,515 | 35,215,397 |
1991 | AZ CA CO FL IL IA MA NJ PA WA WI (No change) |
859 | 6,156,188 | 35,036,492 |
1992 | AZ CA CO FL IL IA MA NJ PA WA WI (No change) |
856 | 6,195,744 | 35,011,385 |
1993 | AZ CA CO CT FL IL IA KS MD MA NJ NY OR PA SC WA WI (Added CT, KS, MD, NY, OR, SC) |
913 | 6,538,976 | 34,714,530 |
1994 | AZ CA CO CT FL IL IA KS MD MA NJ NY OR PA SC WA WI (No change) |
904 | 6,385,011 | 34,622,203 |
1995 | AZ CA CO CT FL IL IA KS MD MA MO NJ NY OR PA SC TN WA WI (Added MO, TN) |
938 | 6,714,935 | 34,791,998 |
1996 | AZ CA CO CT FL IL IA KS MD MA MO NJ NY OR PA SC TN WA WI (No change) |
906 | 6,542,069 | 34,874,386 |
1997 | AZ CA CO CT FL GA HI IL IA KS MD MA MO NJ NY OR PA SC TN UT WA WI (Added GA, HI, UT) |
1,012 | 7,148,420 | 35,408,207 |
1998 | AZ CA CO CT FL GA HI IL IA KS MD MA MO NJ NY OR PA SC TN UT WA WI (No change) |
984 | 6,827,350 | 34,874,001 |
1999 | AZ CA CO CT FL GA HI IL IA KS MD MA ME MO NJ NY OR PA SC TN UT VA WA WI (Added ME, VA) |
984 | 7,198,929 | 35,467,673 |
2000 | AZ CA CO CT FL GA HI IL IA KS KY MD MA ME MO NC NJ NY OR PA SC TN TX UT VA WA WI WV (Added KY, NC, TX, WV) |
994 | 7,450,992 | 36,417,565 |
2001 | AZ CA CO CT FL GA HI IL IA KS KY MD MA ME MI MN MO NC NE NJ NY OR PA RI SC TN TX UT VA VT WA WI WV (Added MI, MN, NE, RI, VT) |
986 | 7,452,727 |
37,187,641 |
2002 | CA CO CT FL GA HI IL IA KS KY MD MA ME MI MN MO NC NE NJ NY NV OH OR PA RI SC SD TN TX UT VA VT WA WI WV (Added NV, OH, SD; AZ data was not available) |
995 | 7,853,982 |
37,804,021 |
Some data sources that contributed data to the NIS imposed restrictions on the release of certain data elements or on the number and types of hospitals that could be included in the database. Because of confidentiality laws, some data sources were prohibited from providing HCUP with discharge records that indicated specific medical conditions, such as HIV/AIDS or behavioral health. Detailed information on these state-specific restrictions is available in the report on Sources of NIS Data and State-specific Restrictions on the NIS Documentation CD-ROM.
There are two types of files included in the NIS: 1) data files and 2) documentation and tools files.
All releases of the NIS contain two types of data: inpatient stay records and hospital information with weights. Table 3 and Table 4 (on the following pages) identify the data elements that can be found in the inpatient stay and hospital weights files, respectively. Beginning with the 2002 NIS, an additional file including four different sets of disease severity measures is available. Table 5 identifies the data elements in the disease severity measures files.
Not all data elements in the NIS are uniformly coded or available across all States. This is not complete documentation for the data; please refer to the NIS Documentation CD-ROM for full documentation on all data elements, for summary statistics, and for the record layout.
Type of Data Element |
HCUP Variable Name |
Years Available | Coding Notes | Unavailable in 2002 for: |
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Admission day of week or weekend | AWEEKEND | 1998-2002 | Admission on weekend: (0) admission on Monday-Friday, (1) admission on Saturday-Sunday | |
ADAYWK | 1988-1997 | Admission day of week: (1) Sunday, (2) Monday, (3) Tuesday, (4) Wednesday, etc. | ||
Admission month | AMONTH | 1988-2002 | Admission month coded from (1) January to (12) December | FL |
Admission source | ASOURCE | 1988-2002 | Admission source, uniform coding: (1) ER, (2) another hospital, (3) another facility including long-term care, (4) court/law enforcement, (5) routine/birth/other | KS |
ASOURCE_X | 1998-2002 | Admission source, as received from data source using State-specific coding | KS | |
Admission type | ATYPE | 1988-2002 | Admission type, uniform coding: (1) emergency, (2) urgent, (3) elective, (4) newborn, (6) other | CA |
ELECTIVE | 2002 | Indicates elective admission: (1) elective, (0) non-elective admission | ||
Age at admission | AGE | 1988-2002 | Age in years coded 0-124 years | |
AGEDAY | 1988-2002 | Age in days coded 0-365 only when the age in years is less than 1 | FL, MA, SC, TX | |
Clinical Classifications Software (CCS) category | DXCCS1 - DXCCS15 | 1998-2002 | CCS category for all diagnoses for NIS beginning in 1998 | |
DCCHPR1 | 1988-1997 | CCS category for principal diagnosis for NIS prior to 1998. CCS was formerly called the Clinical Classifications for Health Policy Research (CCHPR) | ||
PRCCS1 - PRCCS15 | 1998-2002 | CCS category for all procedures for NIS beginning in 1998 | ||
PCCHPR1 | 1988-1997 | CCS category for principal procedure for NIS prior to 1998. CCS was formerly called the Clinical Classifications for Health Policy Research (CCHPR) | ||
Data source information | DSNUM | 1988-1997 | Data source number | |
DSTYPE | 1988-1997 | Data source type: (1) State data organization, (2) Hospital association, (3) Consortia | ||
Diagnosis information | DX1 - DX15 | 1988-2002 | Diagnoses, principal and secondary (ICD-9-CM). | |
NDX | 1988-2002 | Number of diagnoses coded on the original record | ||
DSNDX | 1988-1997 | Number of diagnosis fields provided by the data source | ||
DXSYS | 1988-1997 | Diagnosis system (ICD-9-CM) | ||
DXV1 - DXV15 | 1988-1997 | Diagnosis validity flags | ||
Diagnosis Related Group (DRG) | DRG | 1988-2002 | DRG in use on discharge date | |
DRGVER | 1988-2002 | Grouper version in use on discharge date | ||
DRG10 | 1988-1999 | DRG Version 10 (effective October 1992 - September 1993) | ||
DRG18 | 1998-2002 | DRG Version 18 (effective October 2000 - September 2001) | ||
Discharge quarter | DQTR | 1988-2002 | Coded: (1) Jan - Mar, (2) Apr - Jun, (3) Jul - Sep, (4) Oct - Dec | |
Discharge weights (Weights for 1988-1993 are on Hospital Weights file) | DISCWT | 1998-2002 | Discharge weight on Core file and Hospital Weights file for NIS beginning in 1998. In all data years except 2000, this weight is used to create national estimates for all analyses. In 2000 only, this weight is used to create national estimates for all analyses excluding those that involve total charges. | |
DISCWT_U | 1993-1997 | Discharge weight on Core file and Hospital Weights file for NIS prior to 1998 | ||
DISCWTcharge | 2000 | Discharge weight for national estimates of total charges. In 2000 only, this weight is used to create national estimates for analyses that involve total charges | ||
DISCWT10 | 1998-2002 | Discharge weight on 10% subsample Core file for NIS beginning in 1998. In all data years except 2000, this weight is used to create national estimates for all analyses. In 2000 only, this weight is used to create national estimates for all analyses excluding those that involve total charges | ||
D10CWT_U | 1993-1997 | Discharge weight on 10% subsample Core file for NIS prior to 1998 | ||
DISCWTcharge10 | 2000 | Discharge weight for national estimates of total charges on 10% subsample file. In 2000 only, this weight is used to create national estimates for analyses that involve total charges | ||
Discharge year | YEAR | 1988-2002 | ||
Disposition of patient (discharge status) | DISP | 1988-1997 | Disposition of patient, uniform coding used prior to 1998: (1) routine, (2) short-term hospital, (3) skilled nursing facility, (4) intermediate care facility, (5) another type of facility, (6) home healthcare, (7) against medical advice, (20) died | |
DIED | 1988-2002 | Indicates in-hospital death: (0) did not die during hospitalization, (1) died during hospitalization | ||
DISPUB92 | 1998-2002 | Disposition of patient, UB-92 coding: (1) routine, (2) short term hospital, (3) skilled nursing facility, (4) intermediate care, (5) another type of facility, (6) home healthcare, (7) against medical advice, (8) home IV provider, (20) died in hospital, (40) died at home, (41) died in a medical facility, (42) died, place unknown, (50) Hospice, home, (51) Hospice, medical facility, (61) hospital-based Medicare approved swing bed, (62) another rehabilitation facility, (63) long term care hospital, (64) certified nursing facility, (71) another institution for outpatient services, (72) this institution for outpatient services, (99) discharged alive, destination unknown | CA, MD | |
DISPUNIFORM | 1998-2002 | Disposition of patient, uniform coding used beginning in 1998: (1) routine, (2) transfer to short term hospital, (5) other transfers, including skilled nursing facility, intermediate care, and another type of facility, (6) home healthcare, (7) against medical advice, (20) died in hospital, (99) discharged alive, destination unknown | ||
Gender of patient | FEMALE | 1998-2002 | Indicates gender for NIS beginning in 1998: (0) male, (1) female | |
SEX | 1988-1997 | Indicates gender for NIS prior to 1998: (1) male, (2) female | ||
Hospital information | DSHOSPID | 1988-2002 | Hospital number as received from the data source | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX |
HOSPID | 1988-2002 | HCUP hospital number (links to Hospital Weights file) | ||
HOSPST | 1988-2002 | State postal code for the hospital (e.g., AZ for Arizona) | ||
HOSPSTCO | 1988-2002 | Modified Federal Information Processing Standards (FIPS) State/county code for the hospital links to Area Resource File (available from the Bureau of Health Professions, Health Resources and Services Administration) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
NIS_STRATUM | 1998-2002 | Stratum used to sample hospitals, based on geographic region, control, location/teaching status, and bed size. Stratum information is also in the Hospital Weights file. | ||
Length of Stay | LOS | 1988-2002 | Length of stay, edited | |
LOS_X | 1988-2002 | Length of stay, as received from data source | ||
Major Diagnosis Category (MDC) | MDC | 1988-2002 | MDC in use on discharge date | |
MDC10 | 1988-1999 | MDC Version 10 (effective October 1992 - September 1993) | ||
MDC18 | 1998-2002 | MDC Version 18 (effective October 2000 - September 2001) | ||
Median household income for patient's ZIP Code | ZIPINC | 1998-2002 | Median household income category in files beginning in 1998: (1) $1-$24,999, (2) $25,000-$34,999, (3) $35,000-$44,999, (4) $45,000 and above | |
ZIPINC4 | 1988-1997 | Median household income category in files prior to 1998: (1) $1-$25,000, (2) $25,001-$30,000, (3) $30,001-$35,000, (4) $35,001 and above | ||
ZIPINC8 | 1988-1997 | Median household income category in files prior to 1998: (1) $1-$15,000, (2) $15,001-$20,000, (3) $20,001-$25,000, (4) $25,001-$30,000, (5) $30,001-$35,000, (6) $35,001-$40,000, (7) $40,001-$45,000, (8) $45,001 or more | ||
Neonatal/ maternal flag | NEOMAT | 1988-2002 | Assigned from diagnoses and procedure codes: (0) not maternal or neonatal, (1) maternal diagnosis or procedure, (2) neonatal diagnosis, (3) maternal and neonatal on same record | |
Payer information | PAY1 | 1988-2002 | Expected primary payer, uniform: (1) Medicare, (2) Medicaid, (3) private including HMO, (4) self-pay, (5) no charge, (6) other | |
PAY1_N | 1988-1997 | Expected primary payer, nonuniform: (1) Medicare, (2) Medicaid, (3) Blue Cross, Blue Cross PPO, (4) commercial, PPO, (5) HMO, PHP, etc., (6) self-pay, (7) no charge, (8) Title V, (9) Worker's Compensation, (10) CHAMPUS, CHAMPVA, (11) other government, (12) other | ||
PAY1_X | 1998-2002 | Expected primary payer, as received from the data source | ||
PAY2 | 1988-2002 | Expected secondary payer, uniform: (1) Medicare, (2) Medicaid, (3) private including HMO, (4) self-pay, (5) no charge, (6) other | CA, CO, FL, GA, HI, IA, OH, RI, SD, VA | |
PAY2_N | 1988-1997 | Expected secondary payer, nonuniform: (1) Medicare, (2) Medicaid, (3) Blue Cross, Blue Cross PPO, (4) commercial, PPO, (5) HMO, PHP, etc., (6) self-pay, (7) no charge, (8) Title V, (9) Worker's Compensation, (10) CHAMPUS, CHAMPVA, (11) other government, (12) other | ||
PAY2_X | 1998-2002 | Expected secondary payer, as received from the data source | ||
Physician identifiers, synthetic | MDID_S | 1988-2000 | Synthetic attending physician number in files prior to 2001 | |
MDNUM1_S | 2001-2002 | Synthetic secondary physician number in files beginning in 2001 | CA, CT, GA, HI, IL, KS, MA, NC, OH, UT, VT, WI | |
SURGID_S | 1988-2000 | Synthetic secondary physician number in files prior to 2001 | ||
MDNUM2_S | 2001-2002 | Synthetic secondary physician number in files beginning in 2001 | CA, CT, HI, IL, KS, OH, WI | |
Procedure information | PR1 - PR15 | 1988-2002 | Procedures, principal and secondary (ICD-9-CM) | |
NPR | 1988-2002 | Number of procedures coded on the original record | ||
DSNPR | 1988-1997 | Number of procedure fields in this data source | ||
PRSYS | 1988-1997 | Procedure system (ICD-9-CM) | ||
PRV1 -PRV15 | 1988-1997 | Procedure validity flag | ||
PRDAY1 - PRDAY15 | 1988-2002 | Number of days from admission to principal procedure. | IL, KS, OH, UT, WA, WV | |
Race of Patient | RACE | 1988-2002 | Race, uniform coding: (1) white, (2) black, (3) Hispanic, (4) Asian or Pacific Islander, (5) Native American, (6) other | GA, IL, KY, ME, MN, NE, NV, OH, OR, WA, WV |
Record identifier, synthetic | KEY | 1998-2002 | Unique record number for file beginning in 1998 | |
SEQ | 1988-1997 | Unique record number for NIS prior to 1998 | ||
SEQ_SID | 1988-1997 | Unique record number for NIS prior to 1998 | ||
PROCESS | 1988-1997 | Processing number for NIS prior to 1998 | ||
Total Charges | TOTCHG | 1988-2002 | Total charges, edited | |
TOTCHG_X | 1988-2002 | Total charges, as received from data source |
Type of Data Element |
HCUP Variable Name |
Years Available | Coding Notes | Unavailable in 2002 for: |
---|---|---|---|---|
Discharge counts | N_DISC_U | 1988-1997 | Number of AHA universe discharges in the stratum | |
S_DISC_U | 1988-2002 | Number of sampled discharges in the sampling stratum (NIS_STRATUM or STRATUM) | ||
S_DISC_S | 1988-1997 | Number of sampled discharges in the stratum STRAT_ST | ||
N_DISC_F | 1988-1997 | Number of frame discharges in the stratum | ||
N_DISC_S | 1988-1997 | Number of State's discharges in the stratum | ||
TOTAL_DISC | 1998-2002 | Total number of discharges from this hospital in the NIS | ||
TOTDSCHG | 1988-1997 | Total number of discharges from this hospital in the NIS | ||
Discharge weights | DISCWT | 1998-2002 | Discharge weight used in the NIS beginning in 1998. In all data years except 2000, this weight is used to create national estimates for all analyses. In 2000 only, this weight is used to create national estimates for all analyses excluding those that involve total charges. | |
DISCWT_U | 1988-1997 | Discharge weights used in the NIS prior to 1998. | ||
DISCWT_F | 1988-1997 | Discharge weights to the sample frame are available only in 1988-1997 | ||
DISCWT_S | 1988-1997 | Discharge weights to the State are available only in 1988-1997 | ||
DISCWTcharge | 2000 | Discharge weight for national estimates of total charges for 2000 only. | ||
Discharge Year | YEAR | 1988-2002 | Discharge year | |
Hospital counts | N_HOSP_F | 1988-1997 | Number of frame hospitals in the stratum | |
N_HOSP_S | 1988-1997 | Number of State's hospitals in the stratum | ||
N_HOSP_U | 1988-2002 | Number of AHA universe hospitals in the stratum | ||
S_HOSP_S | 1988-1997 | Number of sampled hospitals in STRAT_ST | ||
S_HOSP_U | 1988-2002 | Number of sampled hospitals in the stratum (NIS_STRATUM or STRATUM) | ||
Hospital identifiers | HOSPID | 1988-2002 | HCUP hospital number (links to inpatient Core files) |
GA, HI, KS, MI, NE, OH, SC, SD, TN, TX |
AHAID | 1988-2002 | AHA hospital identifier that matches AHA Annual Survey of Hospitals (not available for all states) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
IDNUMBER | 1988-2002 | AHA hospital identifier without the leading 6 (not available for all states) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
HOSPNAME | 1993-2002 | Hospital name from AHA Annual Survey of Hospitals (not available for all states) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
Hospital location | HOSPADDR | 1993-2002 | Hospital address from AHA Annual Survey of Hospitals (not available for all states) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX |
HOSPCITY | 1993-2002 | Hospital city from AHA Annual Survey of Hospitals (not available for all states) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
HOSPST | 1988-2002 | Hospital state postal code for hospital (e.g., AZ for Arizona) | ||
HOSPSTCO | 2002-2003 | Modified Federal Information Processing Standards (FIPS) State/county code for the hospital links to Area Resource File (available from the Bureau of Health Professions, Health Resources and Services Administration) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
HOSPZIP | 1993-2002 | Hospital ZIP Code from AHA Annual Survey of Hospitals (not available for all states) | GA, HI, KS, MI, NE, OH, SC, SD, TN, TX | |
Hospital characteristics | HOSP_BEDSIZE | 1998-2002 | Bed size of hospital: (1) small, (2) medium, (3) large | |
H_BEDSZ | 1993-1997 | Bed size of hospital: (1) small, (2) medium, (3) large | ||
ST_BEDSZ | 1988-1992 | Bed size of hospital: (1) small, (2) medium, (3) large | ||
HOSP_CONTROL | 1998-2002 | Control/ownership of hospital: (0) government or private, collapsed category, (1) government, nonfederal, public, (2) private, non-profit, voluntary, (3) private, invest-own, (4) private, collapsed category | ||
H_CONTRL | 1993-1997 | Control/ownership of hospital: (1) government, nonfederal (2) private, non-profit (3) private, invest-own | ||
ST_OWNER | 1988-1992 | Control/ownership of hospital: (1) public (2) private, non-profit (3) private for profit | ||
HOSP_LOCATION | 1998-2002 | Location: (0) rural, (1) urban | ||
H_LOC | 1993-1997 | Location: (0) rural, (1) urban | ||
HOSP_LOCTEACH | 1998-2002 | Location/teaching status of hospital: (1) rural, (2) urban non-teaching, (3) urban teaching | ||
H_LOCTCH | 1993-1997 | Location/teaching status of hospital: (1) rural, (2) urban non-teaching, (3) urban teaching | ||
LOCTEACH | 1988-1992 | Location/teaching status of hospital: (1) rural, (2) urban non-teaching, (3) urban teaching | ||
HOSP_REGION | 1998-2002 | Region of hospital: (1) Northeast, (2) Midwest, (3) South, (4) West | ||
H_REGION | 1993-1997 | Region of hospital: (1) Northeast, (2) Midwest, (3) South, (4) West | ||
ST_REG | 1988-1992 | Region of hospital: (1) Northeast, (2) Midwest, (3) South, (4) West | ||
HOSP_TEACH | 1998-2002 | Teaching status of hospital: (0) non-teaching, (1) teaching | ||
H_TCH | 1993-1997 | Teaching status of hospital: (0) non-teaching, (1) teaching | ||
NIS_STRATUM | 1998-2002 | Stratum used to sample hospitals beginning in 1998; includes geographic region, control, location/teaching status, and bed size | ||
STRATUM | 1988-1997 | Stratum used to sample hospitals prior to 1998; includes geographic region, control, location/teaching status, and bed size | ||
STRAT_ST | 1988-1997 | Stratum for State-specific weights | ||
Hospital weights | HOSPWT | 1998-2002 | Weight to hospitals in AHA universe (i.e., total U.S.) beginning in 1998 | |
HOSPWT_U | 1988-1997 | Weight to hospitals in AHA universe (i.e., total U.S.) prior to 1998 | ||
HOSPWT_F | 1988-1997 | Weight to hospitals in the sample frame. | ||
HOSPWT_S | 1988-1997 | Weight to hospitals in the State |
Type of Data Element |
HCUP Variable Name |
Years Available | Coding Notes | Unavailable in 2002 for: |
---|---|---|---|---|
AHRQ Comorbidity Software (AHRQ) | CM_AIDS | 2002 | AHRQ comorbidity measure: Acquired immune deficiency syndrome | PA |
CM_ALCOHOL | 2002 | AHRQ comorbidity measure: Alcohol abuse | PA | |
CM_ANEMDEF | 2002 | AHRQ comorbidity measure: Deficiency anemias | PA | |
CM_ARTH | 2002 | AHRQ comorbidity measure: Rheumatoid arthritis/collagen vascular diseases | PA | |
CM_BLDLOSS | 2002 | AHRQ comorbidity measure: Chronic blood loss anemia | PA | |
CM_CHF | 2002 | AHRQ comorbidity measure: Congestive heart failure | PA | |
CM_CHRNLUNG | 2002 | AHRQ comorbidity measure: Chronic pulmonary disease | PA | |
CM_COAG | 2002 | AHRQ comorbidity measure: Coagulopathy | PA | |
CM_DEPRESS | 2002 | AHRQ comorbidity measure: Depression | PA | |
CM_DM | 2002 | AHRQ comorbidity measure: Diabetes, uncomplicated | PA | |
CM_DMCX | 2002 | AHRQ comorbidity measure: Diabetes with chronic complications | PA | |
CM_DRUG | 2002 | AHRQ comorbidity measure: Drug abuse | PA | |
CM_HTN_C | 2002 | AHRQ comorbidity measure: Hypertension, uncomplicated and complicated | PA | |
CM_HYPOTHY | 2002 | AHRQ comorbidity measure: Hypothyroidism | PA | |
CM_LIVER | 2002 | AHRQ comorbidity measure: Liver disease | PA | |
CM_LYMPH | 2002 | AHRQ comorbidity measure: Lymphoma | PA | |
CM_LYTES | 2002 | AHRQ comorbidity measure: Fluid and electrolyte disorders | PA | |
CM_METS | 2002 | AHRQ comorbidity measure: Metastatic cancer | PA | |
CM_NEURO | 2002 | AHRQ comorbidity measure: Other neurological disorders | PA | |
CM_OBESE | 2002 | AHRQ comorbidity measure: Obesity | PA | |
CM_PARA | 2002 | AHRQ comorbidity measure: Paralysis | PA | |
CM_PERIVASC | 2002 | AHRQ comorbidity measure: Peripheral vascular disorders | PA | |
CM_PSYCH | 2002 | AHRQ comorbidity measure: Psychoses | PA | |
CM_PULMCIRC | 2002 | AHRQ comorbidity measure: Pulmonary circulation disorders | PA | |
CM_RENLFAIL | 2002 | AHRQ comorbidity measure: Renal failure | PA | |
CM_TUMOR | 2002 | AHRQ comorbidity measure: Solid tumor without metastasis | PA | |
CM_ULCER | 2002 | AHRQ comorbidity measure: Peptic ulcer disease excluding bleeding | PA | |
CM_VALVE | 2002 | AHRQ comorbidity measure: Valvular disease | PA | |
CM_WGHTLOSS | 2002 | AHRQ comorbidity measure: Weight loss | PA | |
All Patient Refined DRG (3M) | APRDRG | 2002 | All Patient Refined DRG | PA |
APRDRG_Risk_Mortality | 2002 | All Patient Refined DRG: Risk of Mortality Subclass | PA | |
APRDRG_Severity | 2002 | All Patient Refined DRG: Severity of Illness Subclass | PA | |
All-Payer Severity-adjusted DRG (HSS, Inc.) | APSDRG | 2002 | All-Payer Severity-adjusted DRG | PA |
APSDRG_Mortality_Weight | 2002 | All-Payer Severity-adjusted DRG: Mortality Weight | PA | |
APSDRG_LOS_Weight | 2002 | All-Payer Severity-adjusted DRG: Length of Stay Weight | PA | |
APSDRG_Charge_Weight | 2002 | All-Payer Severity-adjusted DRG: Charge Weight | PA | |
Disease Staging (Medstat) | DS_DX_Category1 | 2002 | Disease Staging: Principal Disease Category | PA |
DS_Stage1 | 2002 | Disease Staging: Stage of Principal Disease Category | PA | |
DS_LOS_Level | 2002 | Disease Staging: Length of Stay Level | PA | |
DS_LOS_Scale | 2002 | Disease Staging: Length of Stay Scale | PA | |
DS_Mrt_Level | 2002 | Disease Staging: Mortality Level | PA | |
DS_Mrt_Scale | 2002 | Disease Staging: Mortality Scale | PA | |
DS_RD_Level | 2002 | Disease Staging: Resource Demand Level | PA | |
DS_RD_Scale | 2002 | Disease Staging: Resource Demand Scale | PA | |
Linkage Variables | HOSPID | 2002 | HCUP hospital identification number | PA |
KEY | 2002 | HCUP record identifier | PA |
The hospital universe is defined by all hospitals that were open during any part of each calendar year and were designated as community hospitals in the AHA Annual Survey of Hospitals.
For more information on how hospitals in the data were mapped to hospitals as defined by the AHA, refer to the special report: HCUP Hospital Identifiers. For a list of all data sources, refer to: Sources of NIS Data and State-Specific Restrictions. For more detailed descriptions of the sampling design, refer to the year-specific special reports Design of the HCUP Nationwide Inpatient Sample. All reports can be found on the NIS Documentation CD-ROM.
To help ensure generalizability, five hospital sampling strata were defined based on hospital characteristics contained in the AHA Annual Survey of Hospitals. The stratification variables are:
Location and Teaching Status | Hospital Bed size | ||
---|---|---|---|
Small | Medium | Large | |
NORTHEAST | |||
Rural | 1-49 | 50-99 | 100+ |
Urban,non-teaching | 1-124 | 125-199 | 200+ |
Urban, teaching | 1-249 | 250-424 | 425+ |
MIDWEST | |||
Rural | 1-29 | 30-49 | 50+ |
Urban,non-teaching | 1-74 | 75-174 | 175+ |
Urban, teaching | 1-249 | 250-374 | 375+ |
SOUTH | |||
Rural | 1-39 | 40-74 | 75+ |
Urban, non-teaching | 1-99 | 100-199 | 200+ |
Urban, teaching | 1-249 | 250-449 | 450+ |
WEST | |||
Rural | 1-24 | 25-44 | 45+ |
Urban, non-teaching | 1-99 | 100-174 | 175+ |
Urban, teaching | 1-199 | 200-324 | 325+ |
To further ensure geographic representativeness, implicit stratification variables included state and three-digit zip code (the first three digits of the hospital’s five digit zip code). The hospitals were sorted according to these variables prior to systematic random sampling. For more detailed descriptions of the stratification and sample design, refer to the year-specific special reports Design of the HCUP Nationwide Inpatient Sample which can be found on the NIS Documentation CD-ROM.
NIS information is provided on two CD-ROMs. The NIS inpatient core and hospital weights data files are on CD-ROM #1, and the NIS documentation and tools and the disease severity measures files are on CD-ROM #2.
In order to load and analyze the NIS data onto your PC, you will need 10 gigabytes of space available. Because of the size of the files, the data are distributed as self-extracting PKZIP compressed files. To decompress the data, you should follow these steps:
The ASCII data files will then be uncompressed into this directory. After the files are uncompressed, the *.exe files can be deleted.
NIS documentation files on the Documentation CD-ROM provide important resources for the user. Refer to these resources to understand the structure and content of the NIS and to aid in using the NIS. Many of the documentation files are provided in portable document format (*.pdf) files. Files with the *.pdf extension can be viewed, searched, and printed using the Adobe Acrobat Reader®.
You must have the Adobe Acrobat Reader software on your computer to access the NIS documentation. If you do not have Adobe Acrobat Reader software on your computer, see the DOCUMENTATION.README.TXT file on NIS Documentation CD-ROM for instructions on installing or obtaining the software.
The Acrobat Reader provided on the NIS Documentation CD-ROM is for IBM-compatible microcomputers running Microsoft Windows 98, second edition, or higher. More information and Acrobat Reader software for other platforms (DOS, Windows 3.1, Macintosh, Sun Systems, etc.) may be obtained free of charge from the Adobe Home Page at http://www.adobe.com/. For further assistance in installing and running the Adobe Acrobat Reader on your computer platform, please consult your local support personnel.
Table 7 describes the documentation, tools, and the severity adjustment data files that can be found on the NIS Documentation CD-ROM and illustrates the structure of the directories and subdirectories on the CD. All NIS documentation is also available on the AHRQ-sponsored HCUP User Support Website at http://www.hcup-us.ahrq.gov.
This section provides a brief synopsis of special considerations when using the NIS. For more details see detailed documentation under Special Reports, Description of Data Elements, and Summary Statistics.
NIS Year |
Name of Discharge Weight on the Core File to Use for Creating Nationwide Estimates | Name of Discharge Weight on the 10% Subsample Core File to Use for Creating Nationwide Estimates |
---|---|---|
2001 - 2002 |
|
|
2000 |
|
|
1998 - 1999 |
|
|
1988 - 1997 |
|
|
AHRQ strongly advises researchers against using the NIS to estimate State-specific statistics. Prior to 2012, State is available as a NIS data element. However, these NIS samples were not designed to yield a representative sample of hospitals at the State level. AHRQ recommends that researchers employ the SID for State-level estimates.
Each NIS sample is drawn from the sampling frame consisting of discharge data submitted by HCUP Partners-statewide data organizations that agree to participate in the NIS. Data from non-Partner States are missing completely from the sampling frame, and data from Partner States are sometimes incomplete because of different State reporting requirements, different State restrictions, or other data omissions. The NIS is designed to represent hospitals and discharges nationally, including those outside the sampling frame.
To accomplish this, within each hospital sampling stratum the NIS draws a number of hospitals from the sampling frame required to net a total of 20 percent of hospitals nationally. The sampling strata are defined by census region (4 regions), hospital ownership (3 categories), urban-rural location, teaching status, and bed size (3 categories). As a result, the proportion of NIS hospitals in a stratum that are from a given State is unlikely to equal the State's actual proportion of hospitals in that stratum. Consequently, the sample of NIS hospitals is unlikely to be representative of hospitals in the State, and the NIS sample weights will not be appropriate at the State level.
The level of this "misrepresentation" varies across the States in any given year of the NIS, which further confounds State-to-State comparisons on the basis of State-specific estimates from the NIS. Moreover, for a given State the level of misrepresentation changes from year to year as States (and hospitals) enter and exit the sampling frame over time. This further confounds State-specific trends on the basis of State-specific estimates from the NIS.
Finally, because the NIS was not designed to be representative at the State level, design-based estimates of standard errors are not possible, which severely hampers State-level inferences. Moreover, the NIS is composed of all discharges from a sample of hospitals (a cluster sample). The hospital-to-hospital variation and the small number of hospitals available in the NIS for many States make Statelevel estimates very imprecise at best and biased at worst.
Information on HCUP products and services is available on the World Wide Web on the AHRQ Website https://www.ahrq.gov/research/data/hcup/index.html. HCUP User Support is available at http://www.hcup-us.ahrq.gov.
Nationwide Inpatient Sample (NIS)is a nationwide database of hospital inpatient stays. The NIS is the largest all-payer inpatient care database that is publicly available in the United States, containing data from 5 to 8 million hospital stays from about 1000 hospitals sampled to approximate a 20-percent stratified sample of U.S. community hospitals. The NIS is available for a 15-year time period, from 1988 to 2002, allowing analysis of trends over time. For more information, visit the HCUP User Support Website at http://www.hcup-us.ahrq.gov or contact the HCUP Central Distributor (detailed below).
State Inpatient Databases (SID)are hospital inpatient databases from Data Organizations participating in HCUP. The SID contain the universe of the inpatient discharge abstracts in the participating HCUP States, translated into a uniform format to facilitate multi-State comparisons and analyses. Together, the SID encompass about 85 percent of all U.S. community hospital discharges in 2002. For more information, visit the HCUP User Support Website at http://www.hcup-us.ahrq.gov or contact the HCUP Central Distributor (see below).
State Ambulatory Surgery Databases (SASD)are outpatient databases from Data Organizations in participating HCUP States, which capture surgeries performed on the same day in which patients are admitted and released. The SASD contain the ambulatory surgery encounter abstracts in participating States, translated into a uniform format to facilitate multi-State comparisons and analyses. All of the databases include abstracts from hospital-affiliated ambulatory surgery sites. Some contain the universe of ambulatory surgery encounter abstracts for that State, including records from both hospital-affiliated and freestanding surgery centers. Composition and completeness of data files may vary from State to State. For more information, visit the HCUP User Support Website at http://www.hcup-us.ahrq.gov or contact the HCUP Central Distributor (see below).
Kids' Inpatient Database (KID)) is a unique database of hospital inpatient stays for children 18 years of age and younger. The 1997 and 2000 KID was specifically designed to permit researchers to study a broad range of conditions and procedures related to child health issues. The KID is created and released every three years. For more information, visit the HCUP User Support Website at http://www.hcup-us.ahrq.gov or contact the HCUP Central Distributor (see below).
HCUP databases are available for purchase through the AHRQ-sponsored HCUP Central Distributor. All years of the NIS and KID are released through the HCUP Central Distributor. In addition, many of the HCUP State Partners allow the public release of the HCUP State Inpatient Databases (SID) and State Ambulatory Surgery Databases (SASD) through the HCUP Central Distributor. Application Kits for purchasing the HCUP databases are available online at http://www.hcup-us.ahrq.gov or contact the HCUP Central Distributor directly. Information on how to obtain uniformly-formatted HCUP files from States not participating in the HCUP Central Distributor is also available from the HCUP Central Distributor:
HCUP User Support (HCUP-US) provides technical assistance to all HCUP users and is designed to facilitate the use of HCUP data, software tools, and products. The goals of this service are to increase awareness of the strengths and uses of HCUP data and to enhance the skills of individuals using the data for research, education, and policy analysis. A user-friendly Website for HCUP-US is located at http://www.hcup-us.ahrq.gov. This site includes links to information on how to purchase and understand the HCUP databases, as well as links to HCUP User Support Services and Frequently Asked Questions. For further information, consultants are available via both telephone and E-mail to help in planning analytic research and to offer advice about appropriate uses of HCUP data.
HCUPnet is a Web-based query tool for identifying, tracking, analyzing, and comparing statistics on hospitals at the national, regional, and state level. With HCUPnet you have easy access to national statistics and trends and selected state statistics about hospital stays. HCUPnet guides you step by step to obtain the statistics you need. HCUPnet generates statistics using the Nationwide Inpatient Sample (NIS), the Kids' Inpatient Database (KID), and the State Inpatient Databases (SID) for those states that have agreed to participate. In addition, HCUPnet provides Quick Statistics — ready-to-use tables on commonly requested information — and national statistics based on the AHRQ Quality Indicators. HCUPnet can be found at: http://www.ahrq.gov/legacy/qual/kt/hcupnet/hcupsumm.htm.
AHRQ Quality Indicators (QIs)are clinical performance measures for use with readily available inpatient data. Methods and software for the AHRQ Quality Indicators can be downloaded from http://www.qualityindicators.ahrq.gov/.
Clinical Classifications Software (CCS), formerly known as the Clinical Classifications for Health Policy Research (CCHPRs), are classification systems that group ICD-9-CM diagnoses and procedures into a limited number of clinically meaningful categories. Methods and software can be downloaded from the HCUP User Support Website, Tools and Software page, at http://www.hcup-us.ahrq.gov/tools_software.jsp.
Comorbidity Software assigns variables that identify comorbidities in hospital discharge records using ICD 9 CM diagnosis codes (International Classification of Diseases, Ninth Revision, Clinical Modification). Methods and software can be downloaded from the HCUP User Support Website, Tools and Software page, at http://www.hcup-us.ahrq.gov/tools_software.jsp.
Procedure Classes identify whether a procedure is (a) diagnostic or therapeutic, and (b) minor or major in terms of invasiveness and/or resource use. Software can be found at http://www.hcup-us.ahrq.gov/tools_software.jsp.
HCUP Research Notes and Fact Books report aggregate statistics and detailed analyses using HCUP data. To request copies, contact the AHRQ Publications Clearinghouse at (800) 358 9295 or send a postcard to: AHRQ Publications Clearinghouse, P.O. Box 8547, Silver Spring, MD 20907 or visit http://www.hcup-us.ahrq.gov/reports.jsp.
Internet Citation: 2002 NIS Introduction. Healthcare Cost and Utilization Project (HCUP). July 2016. Agency for Healthcare Research and Quality, Rockville, MD. www.hcup-us.ahrq.gov/db/nation/nis/NIS_Introduction_2002.jsp. |
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